INTERVIEWING CHILD WITNESSES
Wed, September 19, 2001
Source: Graham Davies & Helen Westcott
INTERVIEWING CHILD WITNESSES UNDER THE MEMORANDUM OF GOOD PRACTICE: A RESEARCH REVIEW
Policing &
Reducing
Crime
Briefing
Note
Summary
This
report summarises the findings of recent research on children as witnesses and
draws out the implications for interviews conducted under the guidelines in the
‘Memorandum of Good Practice on Video Recorded Interviews with Child
Witnesses for Criminal Proceedings’ (Home Office/Department of Health,
1992). Although the report reviews work conducted or published since the
original draft of the Memorandum, it does not claim to be an exhaustive
review of the literature; rather, it focuses on the practical relevance of
studies from psychology, social work and policing.
Four
major areas of work are discussed:
- Child
development;
- Planning the
interview;
- Conducting the
interview; and,
- Appearing at
court.
Main
findings
Child
development
Since
the publication of the Memorandum, research has tried to identify how
childrens’ competence as witnesses grows with age. Such research is of
particular relevance to those who interview children and has recently been
highlighted as important for police training (PRS Paper 94). Research in this
area has drawn attention to:
- The
vulnerabilities of very young witnesses;
- The
value of prompt interviewing;
- Ways of
reducing the possibility that children will go along with suggestive
questioning;
- The
need to accommodate to the child’s language and
understanding;
- The
importance of asking questions at a level, and in a form, appropriate to the
child;
- Whether
credibility can be assessed through the content of the child’s statement, or
their non-verbal behaviour; and,
- The
importance of listening to what the child has to say.
Planning
the interview
When
planning an interview, a range of issues, other than those purely concerned with
the interview, need to be taken into account. This means that interviewers need
to be aware of:
- Differences in
children’s disclosure of abuse: disclosure can be
‘accidental’ or deliberate, immediate or delayed, partial or complete, and
many factors may influence disclosure. Children may also later retract their
disclosure.
- Proper
preparation of the child for the interview: the child should
be given as much choice (and thus control) as possible over factors such as
where and when the interview takes place, the gender of the interviewer and
who accompanies them.
- Tailoring the
interview to the child: factors such as
the age of the child, their state of mind, physical or learning impairments
and their race and culture should be considered.
- The
influence of the interviewer: children need
support throughout the interview.
Conducting
the interview
When
conducting the Memorandum interview, interviewers should be aware of the
following findings that have largely emerged from the analysis of tapes of
interviews conducted by trained interviewers:
- Rapport:
Although some
advocate dispensing with rapport when there has been previous contact with the
child, this phase can help to reduce the social distance between interviewer
and interviewee, and determine the child’s level of understanding and
competence. It can also provide the opportunity to lay appropriate ground
rules for the interview and to explore the child’s understanding of truth and
lies.
- Ground
rules: Assumptions such as ‘every question must be answered’ and ‘every
question has a right or wrong answer’ should be challenged by interviewers.
Experiments where interviewers have emphasised that ‘don’t know’ is an
acceptable answer have demonstrated substantial improvements in accuracy and
completeness of recall.
- Truth
and lies: As children are
often asked to distinguish between truth and lies, the use of appropriate
concrete examples is advised - for example, ‘If I knocked over this glass and
broke it, and then I told x that you did it, what would I be
doing?’.
- Free
narrative: Free report can be
incomplete, especially from younger children. However, it normally provides
the most accurate information, and therefore procedures should be adopted to
obtain such evidence. These include setting appropriate ground rules and
teaching interviewers restraint before interrupting.
- Questioning
styles: Open questions
generally produce longer and more detailed answers than closed questions and
produce more accurate information, particularly from younger children.
However, in some circumstances, more direct questioning is needed. In these
situations, inappropriate questioning styles such as forced choice questions,
multi-part questions and ‘can you...’ questions should be avoided.
- Closure:
The closure stage
of the interview should attempt to leave the child in a positive state of
mind, and should provide the interviewer with the opportunity to summarise
what the child has said, to answer any questions, and to thank the child for
their time and effort.
The report also
suggests that further guidance is needed on the duration, pace and number of
interviews; the potential value of drawings, props, toys and anatomically
detailed dolls; and alternative questioning techniques, such as the Cognitive
Interview, semi-scripted interviews and SAGE (Systematic Approach to Gathering
Evidence).
Appearance at
court
Although the
Memorandum is concerned only with the investigative interview, it is
important to see the interview as a process, which culminates, for some children
at least, in an appearance at court. The court appearance itself may be a new,
potentially traumatic experience for the child, rather than the satisfactory
closure of the investigation. The literature on child witness preparation and
the long-term effects of appearing in court on children concludes
that:
- The
impact of a court appearance can be exacerbated by poorly conducted repeat
interviews, harsh cross-examination or by testifying more than
once;
- Maternal support,
case resolution and the passage of time ameliorate the effects of court
appearance;
- Preparation
programmes are beneficial to children, but are under-funded and not
sufficiently evaluated; and,
- Experimental
research on preparation suggests some potentially valuable practical
interventions which deserve to be tried out in realistic settings.
Points for
action
Points for action
emerging from this report focus on those who interview children, as well as
policy makers involved in this area of work.
Interviewers
This report
recommends a move away from a single prescribed questioning style toward a more
flexible approach based upon broad principles of interviewing, taking account of
childrens’ ages, state of mind and abilities, their social and cultural
background and the nature of the allegations. Such an approach requires more
planning and individual decision-making by the interviewer, but would enable a
wider range of children to qualify for a formal interview. This approach also
has implications for training, which again would require greater insight on the
part of the trainee and less adherence to formulae. The introduction of a
nationally accepted training curriculum is recommended. On a day-to-day basis,
interviewers should also ensure that:
- The
risks of suggestive responding are minimized through appropriate training and
awareness of children’s strengths and vulnerabilities at different
ages;
- Children are given
the opportunity to take informed decisions about the interview, including the
gender of the interviewer and the time and location of the
interview;
- They
focus on free recall in interviews, avoid inappropriate questioning
techniques, and minimise the number of repeated interviews during the
investigation and pre-trial period.
Policy
makers
Recent policy
developments such as the Utting report (1997) and ‘Speaking up for Justice’
(1998) suggest that changes in the criminal justice system as it affects
child witnesses will continue, and this is reflected in the Youth Justice and
Criminal Evidence Bill. This report therefore urges that any revision of the
Memorandum is informed by recent research, and is located within a
strategic, comprehensive and nationally agreed framework of reform. More
specifically, any revision of the Memorandum should:
- Stress
the importance of establishing and addressing children’s needs and concerns
prior to interview and highlighting the role of appropriate rapport and
closure in that process;
- Outline
the need for flexibility in styles of interviewing, particularly for children
with communication or learning impairments;
- Include
a specific section(s) devoted to the interviewing of very young and
particularly vulnerable witnesses;
- Stress
the evidential value of responses to open-ended questions, the importance of
following closed questions with further open-questions and the importance of
giving the initiative for responding to the child;
- Provide
examples of productive and counter-productive questioning
techniques;
- Acknowledge that
there will be exceptions to the ‘one-hour rule’ on interviewing;
and,
- Provide
further guidance on tests of truth and lies, the duration, pace and number of
interviews, the use of drawings, props, toys and anatomically detailed dolls
and specialised questioning techniques.
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